Application for quotation of securities - COD
Released
Released
Announcement PDF
Appendix 2A - Application for quotation of securities
Announcement Summary
Entity name
CODA MINERALS LTD
Announcement Type
New announcement
Date of this announcement
Tuesday October 29, 2024
The +securities to be quoted are:
+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B
Total number of +securities to be quoted
ASX +security
code
Security description
Number of +securities to
be quoted
Issue date
CODO
OPTION EXPIRING 28-MAR-2029 DEFERRED
35,483,182
29/10/2024
COD
ORDINARY FULLY PAID
44,358,247
29/10/2024
Refer to next page for full details of the announcement
Appendix 2A - Application for quotation of securities
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Appendix 2A - Application for quotation of securities
Part 1 - Entity and announcement details
1.1 Name of entity
CODA MINERALS LTD
We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix
2A of the ASX Listing Rules.
1.2 Registered number type
Registration number
ABN
49625763957
1.3 ASX issuer code
COD
1.4 The announcement is
New announcement
1.5 Date of this announcement
29/10/2024
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Appendix 2A - Application for quotation of securities
Part 2 - Type of Issue
2.1 The +securities to be quoted are:
+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B
Previous Appendix 3B details:
Announcement Date and
Time
Announcement Title
Selected Appendix 3B to submit quotation
request
23-Sep-2024 09:26
New - Proposed issue of securities COD
A standard +pro rata issue (non-renounceable)
2.3a.2 Are there any further issues of +securities yet to take place to complete the transaction(s) referred to in the
Appendix 3B?
No
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Appendix 2A - Application for quotation of securities
Part 3A - number and type of +securities to be quoted where issue has previously been notified to ASX in an Appendix 3B
Corporate Action Component Detail
ASX +security code and description
COD : ORDINARY FULLY PAID
Issue date
29/10/2024
Distribution Schedule
Provide a distribution schedule for the new +securities according to the categories set out in the left hand column including the number of recipients and the total percentage of the new +securities held by the recipients in each
category.
Number of +securities held
Number of holders
Total percentage of +securities held
For example, to enter a value of 50%
please input as 50.00
1 - 1,000
%
1,001 - 5,000
%
5,001 - 10,000
%
10,001 - 100,000
%
100,001 and over
%
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Appendix 2A - Application for quotation of securities
Issue details
Number of +securities to be quoted
44,358,247
Issue currency
Issue price or consideration per +security
AUD - Australian Dollar
AUD 0.07000000
Any other information the entity wishes to provide about the +securities to be quoted
43,501,104 fully paid ordinary shares were issued pursuant to the non-renounceable pro rata entitlement offer announced
to ASX on 23 September 2024.
857,143 shares (and 428,572 attaching options) were issued in lieu of a $60,000 corporate advisory fee payable to
Cumulus Wealth Pty Ltd.
ASX +security code and description
CODO : OPTION EXPIRING 28-MAR-2029 DEFERRED
Issue date
29/10/2024
Distribution Schedule
Provide a distribution schedule for the new +securities according to the categories set out in the left hand column including the number of recipients and the total percentage of the new +securities held by the recipients in each
category.
Number of +securities held
Number of holders
Total percentage of +securities held
For example, to enter a value of 50%
please input as 50.00
1 - 1,000
%
1,001 - 5,000
%
5,001 - 10,000
%
10,001 - 100,000
%
100,001 and over
%
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Appendix 2A - Application for quotation of securities
Issue details
Number of +securities to be quoted
35,483,182
Issue currency
Issue price or consideration per +security
AUD - Australian Dollar
AUD 0.00000000
Any other information the entity wishes to provide about the +securities to be quoted
21,750,754 options issued pursuant to the non-renounceable pro rata entitlement offer.
857,143 shares (see above) and 428,572 attaching options issued in lieu of a $60,000 corporate advisory fee payable to
Cumulus Wealth Pty Ltd.
6,000,000 options issued as part of the Lead Manager remuneration arrangements to Cumulus Wealth Pty Ltd (or
nominees).
7,303,856 options issued to Cumulus Wealth Pty Ltd (or nominees), for acting as priority sub-underwriter, pursuant to the
Underwriting Agreement.
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Appendix 2A - Application for quotation of securities
Part 4 - Issued capital following quotation
Following the quotation of the +securities the subject of this application, the issued capital of the entity will
comprise:
The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if
other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.
4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the
+securities subject of this application)
ASX +security code and description
Total number of
+securities on issue
CODO : OPTION EXPIRING 28-MAR-2029 DEFERRED
35,483,182
COD : ORDINARY FULLY PAID
219,650,803
4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)
ASX +security code and description
CODAM : PERFORMANCE RIGHTS EXPIRING 13-NOV-2028
Total number of
+securities on issue
5,989,866
CODAH : 2021 PERFORMANCE RIGHTS
34,416
CODAJ : 2022 PERFORMANCE RIGHTS
436,962
CODAK : OPTION EXPIRING 07-NOV-2025 EX $0.36
CODAL : 2023 PERFORMANCE RIGHTS
CODAN : OPTION EXPIRING 28-MAR-2029 EX $0.15
3,747,002
558,915
18,221,834
CODAO : 2024 PERFORMANCE RIGHTS
260,505
CODAF : PERFORMANCE RIGHTS TRANCHE 1
250,000
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